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Privacy Policy

 

Effective Date: July 8, 2026

 

Part 1: Privacy Policy (GLBA & State Compliant)

At The Wealth Syndicate LLC, we respect your privacy and are committed to protecting your non-public personal information. This Privacy Policy explains how we collect, share, use, and protect your information when you visit our website or interact with us digitally.

 

1. Information We Collect

We collect information that helps us serve you and comply with financial regulations:

  • Information You Provide: Name, email address, phone number, and financial details submitted via contact forms, scheduling tools, or risk-tolerance questionnaires.

  • Automated Information: IP addresses, browser types, and usage data collected via cookies to optimize website performance.

 

2. How We Use Your Information

We use your data to:

  • Respond to your inquiries and schedule consultations.

  • Deliver newsletters, educational content, or market commentaries (you may opt out at any time).

  • Comply with federal and state regulatory record-keeping requirements.

 

3. How We Share Information

We do not sell, rent, or lease your personal information to third parties. We only share your information:

  • With trusted technology vendors who help operate our website and client tools (subject to strict confidentiality agreements).

  • As required by law, subpoena, or regulatory audit (e.g., SEC or Maryland Division of Securities).

 

4. Financial Privacy & Security (GLBA Compliance)

In accordance with the Gramm-Leach-Bliley Act (GLBA), we maintain strict physical, electronic, and procedural safeguards to protect your data. We utilize industry-standard encryption (SSL/TLS) for all data transmitted through our website.


Part 2: Regulatory & Important Risk Disclosures

1. Registration Status

The Wealth Syndicate is a registered investment adviser. Registration does not imply a certain level of skill or training. The firm may only transact business in those states in which it is notice-filed or qualifies for a corresponding exemption or exclusion from registration requirements.

 

2. Market Risk & Past Performance

  • No Guarantees: All investments involve risk, including the potential loss of principal.

  • Past Performance: Past performance is no guarantee of future results. Visual charts, graphs, or back-tested data on this website are for illustrative purposes only and should not be relied upon to make investment decisions.

 

3. SEC Marketing Rule Compliance

Any client case studies, hypothetical scenarios, or general strategies discussed on this website are for educational purposes.

  • They do not represent the experience of any specific client.

  • They do not guarantee that any current or future client will achieve similar financial outcomes.

Part 3: Cookie & Tracker Policy

 

1. What Are Cookies?

Cookies are small text files placed on your device to help our website analyze traffic and remember your preferences.

 

2. How We Use Cookies

  • Essential Cookies: Required for secure areas of the site, such as links pointing to client portals.

  • Analytical Cookies: We use tools like Google Analytics to see how visitors interact with our website so we can improve our content. This data is anonymized.

 

3. Your Choices

You can choose to accept or decline cookies through your browser settings. However, disabling cookies may prevent you from fully utilizing certain features of our website or client portal links.

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